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May 7, 2003

Preserved Ejection Fraction Doesn't Shield Heart Failure Patients from Heavy Burden
Editorial comment highlights importance of the names given to types of heart failure.

(BETHESDA, MD)—Heart failure patients with high ejection fractions may not have as rosy a prognosis as many believe, according to a new study in the May 7, 2003 issue of the Journal of the American College of Cardiology.

The study of 413 heart failure patients hospitalized at Yale-New Haven Hospital in Connecticut showed that even patients with an ejection fraction of at least 40 percent still faced a considerable burden, with a substantial risk of death, and a risk of readmission, disability, and symptoms comparable to that of heart failure patients with lower ejection fractions.

Most research on heart failure has focused on patients with depressed systolic function, that is, they have lost much of their ability to pump blood out of the heart with each beat. However, up to half of older heart failure patients have preserved systolic function, but their hearts have difficulty relaxing and refilling between beats. Grace L. Smith, MPH, and colleagues at Yale-New Haven Hospital, Denver Health Medical Center in Denver, Colorado, and Emory University School of Medicine in Atlanta, Georgia, wanted to evaluate the common belief that a higher ejection fraction was associated with better outcomes. The researchers said this was also the first study to look at quality of life, functional ability, and the trajectory of disease in this group of heart failure patients.

"What was remarkable about the study was that heart failure with preserved systolic function puts a substantial burden on patients," said Harlan M. Krumholz, MD, FACC. "Even though their survival was relatively better than the patients with depressed systolic function, the absolute risk of dying was quite high. In addition, when you looked at other outcomes that are important to patients, such as how they function and how they feel, you see that in fact the outcomes for those with preserved systolic function were just as bad as those with depressed systolic function."

After six months, 13 percent of patients with preserved ejection fraction had died, compared with 21 percent of patients with depressed ejection fraction (p = 0.02). However, the rates of functional decline were similar among those with preserved and depressed ejection fraction (30 percent vs. 23 percent, respectively; p = 0.14). After adjusting for demographic and clinical factors, preserved ejection fraction was associated with a lower risk of death (hazard ratio [HR] 0.49, 95% confidence interval [CI] 0.26 to 0.90; p = 0.02), but there was no difference in the risk of readmission (HR 1.01, 95% CI 0.72 to 1.43; p = 0.96) or the odds of functional decline or death (OR 1.01, 95% CI 0.59 to 1.72; p = 0.97).

"The message here is that heart failure is a harbinger of poor outcome whether or not someone has preserved systolic function," Dr. Krumholz said. "The study highlights the urgent need for research to prevent and treat heart failure with preserved systolic function. Our study suggests that these patients incur quite a burden from their disease, even if their hearts are squeezing well."

Dr. Krumholz said that while the findings may also offer clues to possible outcomes for heart failure patients living in the community, the ability to generalize those findings to that larger group of patients needs to be tested, since this study involved only patients who had been hospitalized for heart failure.

In an editorial comment in the journal, Michael R. Zile, MD at the Medical University of South Carolina in Charleston argued that the name given to types of heart failure can influence the direction and progress of medical research. While the Yale study classified patients as having either preserved or depressed ejection fraction, Dr. Zile said he prefers terms that identify the underlying dysfunction, so that patients with preserved ejection fractions would be said to have diastolic heart failure, as opposed to systolic heart failure.

"What I tried to do in the editorial is build a case for why you should call it diastolic heart failure. What I did in the editorial is to say, 'What is diastolic heart failure? What measurements of diastolic function can be used? What diagnostic criteria can be used?' And I tried to make the point that while all patients with heart failure have abnormalities in both systole and diastole; the real question is which one of those pathophysiologies predominates in which group of patients," Dr. Zile said.

Dr. Zile said he believes the debate over terminology and confusion about measurement and definitions of patient groups is one reason that there have been relatively few major drug trials in these heart failure patients.

"It's taken a very, very long time to get the pharmaceutical industry interested in doing these trials. And I think one of the reasons is because of this controversy. Choosing simple pathophysiologically-based terminology that provides a rationale for existing differences in treatment focuses research aimed at developing more specific treatment targets and promotes sponsorship of randomized clinical trials," Dr. Zile said.

Dr. Krumholz said that although he agrees patients with preserved ejection fraction probably have diastolic heart failure, his research team measured only ejection fractions, not diastolic heart function, so they felt it was more precise to use the ejection fraction terminology.

The American College of Cardiology, a 28,000-member nonprofit professional medical society and teaching institution, is dedicated to fostering optimal cardiovascular care and disease prevention through professional education, promotion of research, leadership in the development of standards and guidelines, and the formulation of health care policy.


The American College of Cardiology (ACC) provides these new reports of clinical studies published in the Journal of the American College of Cardiology as a service to physicians, the media, the public, and other interested parties. However, statements or opinions expressed in these reports reflect the view of the author(s) and do not represent official policy of the ACC unless stated so.

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