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PROCEEDINGS OF THE 30TH BETHESDA CONFERENCE. THE FUTURE OF ACADEMIC CARDIOLOGY. BETHESDA, MARYLAND, OCTOBER 26-27, 1998.
JACC Vol. 33, No. 5, April 1999:1091-1135

30th Bethesda Conference:
The Future of Academic Cardiology*

Task Force 2: Research

Jeffrey S. Borer, MD, FACC, Co-Chair, Robert A. Vogel, MD, FACC, Co-Chair

EFFECT OF CURRENT NATIONAL MEDICAL PRIORITIES AND REIMBURSEMENT STRATEGIES ON CARDIOVASCULAR RESEARCH ACTIVITIES IN ACADEMIC MEDICAL CENTERS

Scope of the Problem

The value of academic cardiological research. During the past 40 years, management of patients with cardiovascular diseases has changed dramatically, and primary prevention of disease has emerged as a practical reality. Extraordinary benefits in length and quality of human life have resulted. The primary reason for these developments has been the body of new knowledge created by a sustained research effort marked by both its quantity and its quality. The research has resulted from a partnership between academic (medical school-affiliated teaching centers) and nonacademic medical centers, industry and government in which the academic centers traditionally have played a leading role.

Current national medical priorities and reimbursement strategies threaten the potential for similar efforts by academic centers in the future and, thus, threaten the productive relation between medical centers, industry and government. Specifically, the ongoing reorganization of delivery and funding of medical services and funding of research jeopardizes the development and even the existence of the clinician-investigator, the clinically trained and clinically active physician who is centrally involved in shaping research goals and effecting research projects. In the past, development of the clinician-investigator has been a primary contribution of the academic medical center. Resolution of this issue, with survival of the clinician-investigator, is critical to continuing reduction of the burden of cardiovascular diseases in our society. To understand the value of the academic medical center in cardiovascular research it is necessary to define research, the processes it entails and the research products of academic centers in the recent past.

Within the scientific community, research is a formal discipline for creation of new knowledge. The process involves application of the scientific method (hypothesis generation and formal hypothesis testing according to long-accepted principles for this purpose) to the solution of problems and questions, using prespecified methods which are ethically justifiable. The product of research is the scientific paper; research is not complete until it has been reported to the scientific community in sufficient detail so that it can be replicated, criticized and, in the case of biomedical research, applied in a process aimed to benefit society (1).

The foregoing definition implies a degree of rigor which generally is employed by those with formal research training. Many academic cardiologists (i.e., those who are employed by a medical school and who are responsible for teaching), particularly those who have earned a PhD as well as an MD, have undergone such training and embrace research as defined above. However, as discussed below, formal training in the principles of research is not necessarily integrated into the medical school curriculum, nor is it a part of most cardiology fellowship training programs. Rather, for most cardiologists, research training occurs during an apprenticeship under a mentor, and instruction in the formal principles of the discipline may be lacking. Thus, many cardiologists, particularly those without formal research training and those involved solely in clinical care, may be relatively unfamiliar with the definition of research as stated above, and with operational principles which the definition entails.

For society at large, understanding of the definition and methods of scientific biomedical research varies according to individual background. However, even among well educated persons, the concept of research generally is understood as information gathering. The concept does not necessarily encompass the process and, particularly, the rigor required for proof of conclusions by the trained and experienced researcher. This difference in the perception of research partially accounts, for example, for the public (and professional) outcry when drugs are not approved on the basis of observational or uncontrolled data. The public perceives research quantity to be "very large" in the U.S., a perception fed by National Institutes of Health budgets of many millions of tax dollars as quoted in the public press. In general, the public perceives research quality to be very high, as well; indeed, though it is seldom the focus of intense consideration, the current generation believes that research "will find the answers" and has difficulty understanding why "they haven't found the answer to that [problem] yet."

Perceptions have changed during the past decade, most particularly because of the proliferation of communications technologies. These have enabled increasingly detailed and focused questioning of the scientific community by the nonscientific community. The result has been expanding public awareness and sophistication and a growing need by scientists to justify the use of public money for scientific research (and, as a corollary, the increasing need to develop measurement tools to define the research product). The major influence on public perception is the public press, including all mass media. Academic researchers can influence these perceptions (indeed, they are the source for much reporting). However, access to mass media is limited for academic cardiologists and varies regionally. Sophistication in the means of effective communication by academics to the nonscientific audience similarly varies and, as a result, complex and important issues often are oversimplified, leading to unrealistic public expectations and misperceptions. Thus, there is great potential for public education by the academic medical center.

In each major area of cardiovascular disease, including coronary artery disease (chronic stable, acute), hypertension and congestive heart failure and its many causes (including ischemic, hypertensive, valvular and cardiomyopathic), extraordinary benefits have resulted from research performed largely in academic medical centers and involving clinician-investigators, often as part of multidisciplinary teams fostered and nurtured within such centers. A few examples should suffice for illustration. Within the past 25 years, basic science interdisciplinary research resolved the hepatic metabolic pathways responsible for endogenous cholesterol biosynthesis. This discovery enabled cardiologist-basic scientists to develop pathway-specific pharmacologic inhibitors of the synthetic reaction. Ten years ago, other clinician-investigators demonstrated the natural history-improving benefits of applying the new therapy in practice; currently, clinical trials are actively extending the envelope within which net benefits can be expected from treatment. The result has been major event reduction associated with our society's primary cause of "premature" death. Currently, among patients with known coronary artery disease, approximately six lives per thousand can be saved each year by application of the results of this research (2).

Perhaps the most dramatic developments have been in the area of heart failure, a condition which affects almost 5,000,000 people in the U.S., with an increase of approximately 500,000 new cases each year. Preclinical and basic science studies of angiotensin-converting enzyme inhibitors in heart failure, led and largely performed by clinician-investigators, quickly were followed by clinical trials which have revolutionized the treatment of this important cause of morbidity and mortality. By extrapolation from published data, application of this research can be expected to prolong life by at least 1 year, beyond that otherwise anticipated, for up to 300 of every 1,000 patients with heart failure (3). More recent research, again featuring clinician-investigators in the creation of concepts and shaping of objectives, has begun assessment of molecular therapy for this condition, promising added benefit (4). Indeed, application of the methods of molecular biology in cardiovascular research has been growing rapidly, and promises extraordinary future health benefits. Contributions to the latter process have come from both the academic and industrial sectors in newly evolving partnership relations. However, the clinician investigator, the product of the academic medical center, again has assumed a critical role in shaping this application of forward-looking technology.

Comparison of the performance of academic cardiology with that of other research sectors is difficult. Currently, private research entities, though increasing rapidly (see below), are relatively small and few in number and, thus, cannot be compared effectively with the large, heterogeneous entity that is academic cardiology. Industrial biomedical research primarily occurs in the pharmaceutical and devices industries. This activity is not directly comparable to that of academic cardiology because, driven by economic necessity, industrial research is, by definition, applied. Academic and industrial research areas are complementary. Therefore, even in the area of drug discovery at the basic science level, industrial research largely is generated in response to the fundamental pathophysiologic discoveries which result most commonly from research in academic medical centers. Industrial drug discovery, in turn, can stimulate and enable further pathophysiologic understanding, commonly achieved by applying the existing machinery of academic cardiology with industrial grant funding. Similarly, although preclinical drug/device testing can occur in industrial laboratories, much also is performed under contract by academic centers which have developed the relevant expertise for multiple purposes. Finally, clinical testing of drugs and devices requires effective study design and a cadre of patients, testing physicians and enabling facilities which already exist within the context of academic cardiology and would be expensive to fully duplicate for industrial purposes (although, as noted in several sections below, inroads into the position of academic centers are being made even in this area). A symbiotic relation exists in which academic resources and expertise are harnessed in perfecting study design and recruiting, testing and caring for patients in the context of therapy assessment. However, as noted below, the growing inefficiency of the academic medical center in recruiting patients for trials (potentiated by evolution in medical practice featuring tertiary center care only for the very sickest patients) and in obtaining institutional approvals for studies and contracts is tending to drive industry to non-academic center partners for performance of clinical trials when this strategy is feasible. To the problem of academic center inefficiency is added the problem of overhead costs which support the academic machinery, also tending to make the academic center less attractive than the growing cadre of alternatives for industrial contracts.

It is clear that important symbiosis and synergy exist between academic cardiology and industry. However, loss of the distinction between these entities is inherently dangerous. Research entails free inquiry which often fails to support preconceived ideas. Serendipitous findings, and resulting development of new lines of inquiry, must allow the capacity for failure. By its structure and purpose, industry must minimize failed efforts and must focus its resource allocations toward prespecified applications of new knowledge. Thus, industry is most efficient if its work is based on fundamental knowledge which already has been developed and tested. Redevelopment of the academic environment within the industrial sector inherently is uneconomical and is unlikely to occur in the foreseeable future. Conversely, in the absence of an environment which fosters unfettered inquiry, new knowledge is unlikely to develop at the rate our society implicitly has come to expect. Without the creation of new knowledge, neither industry nor cardiovascular health will be served.

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