MOSCA
et al., Guide to CVD Prevention in Women
JACC 2004; 43:900-21
Evidence-Based
Guidelines for Cardiovascular Disease Prevention in Women
Expert
Panel/Writing Group
Lori
Mosca, MD, PhD (Chair); Lawrence J. Appel, MD†; Emelia
J. Benjamin, MD; Kathy Berra, MSN, ANP; Nisha Chandra-Strobos,
MD; Rosalind P. Fabunmi, PhD; Deborah Grady, MD, MPH; Constance
K. Haan, MD; Sharonne N. Hayes, MD; Debra R. Judelson, MD;
Nora L. Keenan, PhD; Patrick McBride, MD, MPH; Suzanne Oparil,
MD; Pamela Ouyang, MD; Mehmet C. Oz, MD; Michael E. Mendelsohn,
MD; Richard C. Pasternak, MD; Vivian W. Pinn, MD; Rose Marie
Robertson, MD; Karin Schenck-Gustafsson, MD, PhD; Cathy A.
Sila, MD; Sidney C. Smith, Jr, MD; George Sopko, MD, MPH;
Anne L. Taylor, MD; Brian W. Walsh, MD; Nanette K. Wenger,
MD; Christine L. Williams, MD, MPH
In addition, endorsed by: American Academy
of Physician Assistants; American Association for Clinical
Chemistry; American Association of Cardiovascular and Pulmonary
Rehabilitation; American Diabetes Association; American Geriatrics
Society; American Society for Preventive Cardiology; American
Society of Echocardiography; American Society of Nuclear Cardiology;
Association of Women’s Health, Obstetric and Neonatal
Nurses; Canadian Women’s Health Network; Jacobs Institute
for Women’s Health; Black Women’s Health Imperative;
National Women’s Health Resource Center; The North American
Menopause Society; Partnership for Gender-Specific Medicine;
Preventive Cardiovascular Nurses Association; Sister to Sister:
Everyone Has a Heart Foundation, Inc.; Society for Women’s
Health Research; Society of Geriatric Cardiology; The Mended
Hearts Inc; WomenHeart the National Coalition for Women With
Heart Disease; and Women’s Health Research Center.
Significant
advances in our knowledge about interventions to prevent cardiovascular
disease (CVD) have occurred since publication of the first
female-specific recommendations for preventive cardiology
in 1999 (1). Despite research-based
gains in the treatment of CVD, it remains the leading killer
of women in the United States and in most developed areas
of the world (2,3).
In the United States alone, more than one half million women
die of CVD each year, exceeding the number of deaths in men
and the next 7 causes of death in women combined. This translates
into approximately 1 death every minute (2).
Coronary heart disease (CHD) accounts for the majority of
CVD deaths in women, disproportionately afflicts racial and
ethnic minorities, and is a prime target for prevention (1,2).
Because CHD is often fatal, and because nearly two thirds
of women who die suddenly have no previously recognized symptoms,
it is essential to prevent CHD (2).
Other forms of atherosclerotic/thrombotic CVD, such as cerebrovascular
disease and peripheral arterial disease, are critically important
in women. Strategies known to reduce the burden of CHD may
have substantial benefits for the prevention of noncoronary
atherosclerosis, although they have been studied less extensively
in some of these settings.
In
the wake of the reports of the Women’s Health Initiative
and the Heart and Estrogen/Progestin Replacement Study (HERS),
which unexpectedly showed that combination hormone therapy
was associated with adverse CVD effects, there is a heightened
need to critically review and document strategies to prevent
CVD in women (4–7). These
studies underscore the importance of evidence-based practice
for chronic disease prevention. Optimal translation and implementation
of science to improve preventive care should include a rigorous
process of evaluation and clear communication about the quantity
and quality of evidence used to support clinical recommendations.
Recently, there has been an increase in the number and proportion
of women that have participated in clinical trials, although
many early CVD prevention trials did not fully include women
and other important subpopulations (8).
Therefore, it is important to consider the full range of available
evidence, including data on men as appropriate, to develop
recommendations for diverse populations of women. Furthermore,
because many patients seen in clinical practice may have characteristics
that are not similar to those of clinical trial participants,
it is necessary to draw inferences about the likelihood that
data will generalize from research to clinical settings. The
objective of this collaborative effort was to develop the
first set of evidence-based guidelines for the prevention
of CVD in adult women with a broad range of cardiovascular
risk. The technology for identifying CVD in its earliest stages
has improved over the past decade, and this has led to a blurring
of the distinction between primary and secondary prevention.
The concept of CVD as a categorical, “have-or-have-not”
condition has been replaced with a growing appreciation for
the existence of a continuum of CVD risk. Table
1 illustrates a spectrum of CVD, showing risk groups defined
by their absolute probability of having a coronary event in
10 years according to the Framingham Risk Score for women
(9) Clinical diagnoses and scenarios that broadly group women
into categories of high, intermediate, and lower risk also
are provided. This scheme allows healthcare providers to match
the intensity of risk intervention to the baseline level of
CVD risk. A scoring sheet for use in clinical practice to
calculate absolute 10-year CHD risk in women is provided in
Appendix I. The recommendations
herein are designed to assist healthcare providers in optimizing
CVD preventive care for all women age 20 years and older.
Implementation of these guidelines may differ among countries
and regions for cultural, medical, and economic reasons. In
addition, application of these guidelines should also take
into consideration individual factors such as frailty and
life expectancy.
Methods
Selection
of Expert Panel Members
The
leadership of each of the 13 American Heart Association (AHA)
Scientific Councils was asked to nominate a recognized expert
in CVD prevention who had particular knowledge about women.
The president of the AHA appointed at-large members to fill
gaps in specific areas of expertise. The AHA Manuscript Oversight
Committee approved the chair of the Expert Panel. On the basis
of recommendations of the AHA Expert Panel, major professional
or government organizations with a mission consistent with
CVD prevention were solicited to serve as cosponsors and were
asked to nominate 1 representative with full voting rights
to serve on the Expert Panel. Panelists also suggested diverse
professional and community organizations to endorse the final
document after its approval by the AHA Science Advisory Coordinating
Committee and cosponsoring organizations.
Selection
of Topics and Candidate Recommendations
The
Expert Panel reviewed previously published AHA recommendations
for the primary and secondary prevention of CVD and discussed
and debated topics that were timely, with the goal of developing
a set of candidate recommendations for searching and rating
(1,10–11).
A list of preselected recommendations was circulated to the
panel, and experts were asked to independently rate the priority
of the recommendation and suggest modifications to the wording.
Recommendations were then selected for the systematic literature
search.
Systematic
Search and Summary of Data
Inclusion and exclusion criteria for studies to be evaluated
as part of the evidence-rating process were established according
to the Expert Panel recommendation to focus on major CVD clinical
end points (death, myocardial infarction, stroke, revascularization
procedure, congestive heart failure, or a composite CVD end
point) in high-quality studies. The importance of other outcomes,
such as quality of life and resource utilization, was recognized,
but these were not feasible to include in this version. The
purpose of the clinical recommendations is to provide guidance
with regard to risk-reducing interventions; therefore, the
panel supported the inclusion of studies that were interventional
rather than etiologic in nature. For example, studies of the
impact of weight loss on major clinical CVD outcomes were
included but not studies that simply related obesity to
CVD. Inclusion criteria were randomized clinical trials or
large prospective cohort studies (>1000 subjects) with
CVD risk–reducing interventions evaluated. Also, meta-analyses
that used a quantitative systematic review process were included.
All studies had to have at least 10 cases of major clinical
CVD end points reported. Studies with surrogate end points
were excluded unless they met the minimum number of outcome
events. Studies meeting the above criteria were included whether
or not there were female participants.
The
systematic search was conducted by the Duke Center for Clinical
Health Policy Research, Durham, NC. Search terms were constructed
for each clinical recommendation, with an “explode”
term to include related articles. Three databases were searched
electronically on OVID, including Medline (1966 through July
3, 2003), the Cumulative Index to Nursing & Allied Health
(CINAHL) (1982 through July 3, 2003), and PsycInfo (1872 through
July 3, 2003). More than 99% of the studies were located in
Medline. Nearly 7000 titles and abstracts identified through
the systematic search were reviewed to exclude those that
did not meet obvious eligibility criteria or were not available
in English. More than 1200 articles were obtained for full-text
screening and reviewed for inclusion/exclusion criteria. A
standardized abstraction form was completed to document the
study design, end points, and decision to include or exclude.
Table 2 lists the number of articles
included/excluded for each category of recommendation.
Included
articles were abstracted for more detailed information on
a standardized form that included study type, number of participants
(% female) at baseline, population characteristics (primary
prevention, secondary prevention, or mixed), mean age (age
range), percentage diabetic, percentage white, intervention(s)
(for drug trials, information was listed about dose, schedule,
and duration), primary outcomes including numbers of events,
subgroup analysis of clinical end points in women (if analysis
available), and comments about important methodological or
quality issues.
Expert
Panel members reviewed the summary evidence tables for completeness.
Tables were updated with publications that were inadvertently
omitted or included during the systematic search to comprise
the final evidence tables. In addition, results of trials
or meta-analyses published subsequent to the systematic search
that met inclusion criteria were made available to the Expert
Panel. A complete listing of references reviewed by the Expert
Panel and used to compile the evidence summary tables is listed
in Appendix II. The evidence
summary tables are located in an online-only Data Supplement
at http://www.circulationaha.org.
Evidence
Rating System
Two primary reviewers from the Expert Panel were
assigned to each candidate recommendation to propose an initial
evidence rating and suggest modifications to wording on the
basis of the results of the systematic evidence search. A
series of conference calls was held to discuss the rating
and revised wording of recommendations. Each expert received
a final copy of the evidence tables and voted independently
on the strength of the recommendation (Class I, IIa, IIb,
or III) and level of evidence (A, B, or C) as outlined in
Table 3. Class I interventions should
be administered unless contraindicated. Class III interventions
should not be administered for CVD prevention. The rationale
for the rating system is based on methods used in AHA/ American
College of Cardiology clinical practice guidelines as described
(12). The experts also evaluated
the likelihood that data from men would generalize to women
with regard to each specific risk-reducing intervention (1,
very likely; 2, somewhat likely; 3, unlikely; and 0, unable
to project). Criteria to determine generalizability were based
on factors such as differences in the epidemiology and pathophysiology
of CVD between men and women (eg, the ratio of hemorrhagic
stroke to coronary events may alter the risk-to-benefit ratio
of aspirin in primary prevention for women versus men). The
final rating of evidence was determined by a majority vote.
Clinical
Recommendations
Evidence-based recommendations for the prevention
of CVD in women are listed in Table 4.
Each recommendation is accompanied by the strength of recommendation,
level of evidence to support it, and the generalizability
index. The strength of the recommendation is based on not
only the level of evidence to support a clinical recommendation,
but also on factors such as feasibility of conducting randomized
controlled trials in women. Recommendations are grouped in
the following categories: lifestyle interventions; major risk
factor interventions; atrial fibrillation/stroke prevention;
preventive drug interventions; and a Class III category, where
routine intervention for CVD prevention is not recommended.
Several
lifestyle interventions were rated as Class I recommendations,
although the supporting evidence was in many cases classified
as level B. These decisions reflect the availability of observational
studies as evidence to support the recommendation, as well
as ethical issues that preclude conducting randomized controlled
trials of certain lifestyle interventions. For example, the
Expert Panel regarded smoking cessation as a top priority
in clinical practice and suggested that the absence of trial
data should not preclude a strong emphasis on clinician interventions
to help women stop smoking. More detailed information on how
to treat tobacco dependence is available at http://www.surgeongeneral.
gov/tobacco/treating_tobacco_use.pdf (Table
5).
Lifestyle
interventions received Class I recommendations from the panel
not only because of their potential to reduce clinical CVD,
but also because heart-healthy lifestyles may prevent the
development of major risk factors for CVD (13).
Prevention of the development of risk factors through a positive
lifestyle approach may minimize the need for more intensive
intervention in the future.
Although
evidence to support a clinical benefit for CVD event
reduction was limited with some interventions (eg, treatment
of
depression), there may be other important benefits associated
with
these therapies that are reflected in the strength of the
recommendation,
such as improved quality of life. Behavioral interventions
may have benefits that are not captured by our stringent outcome
criteria for clinical CVD events. Weight management via lifestyle
and behavioral approaches was rated as a Class I recommendation,
level B. The panel suggested there was insufficient evidence
to rate
more aggressive medical and surgical approaches that generally
are
limited to a small subset of women.
Our
dietary recommendations emphasize intake of a variety of heart-healthy
foods. The panel concluded that intake of fish has been associated
with a reduced risk of CVD. The benefits of fish seem to result,
at least in part, from omega-3 fatty acids. Nonetheless, women
of childbearing age, especially pregnant women, should avoid
shark, swordfish, king mackerel, and tilefish because the
relatively high content of mercury in these fish may impair
fetal neurological development. Still, these women can eat
other kinds of fish, such as catfish, flounder, and salmon,
which have less mercury. For a more complete listing of mercury
levels in different types of fish, see the US Food and Drug
Administration web site at http://www.cfsan.fda.gov/~frf/
sea-mehg.html (Table 5). Women
who do not eat fish might consider nonmarine sources of omega-3
fatty acids, such as flaxseed oil, walnut oil, canola oil,
soybean oil, or walnuts. However, there is less evidence supporting
a cardiovascular benefit from these sources of omega-3 fatty
acids (14).
Other
expert panels and organizations (including the National Cholesterol
Education Program Adult Treatment Panel III [NCEP ATP III];
the Seventh Report of the Joint National Committee on Prevention,
Detection, Evaluation, and Treatment of High Blood Pressure
[JNC 7], and the American Diabetes Association) have addressed
control of major risk factors extensively and can be referred
to for more specific information about management approaches
(Table 5) (9,15,16).
For example, our recommendation to encourage an optimal blood
pressure through lifestyle approaches should be implemented
using more detailed information from the JNC 7 report about
weight management, adopting a DASH (Dietary Approaches to
Stop Hypertension) eating plan, dietary sodium reduction,
physical activity, and moderation of alcohol consumption (15).
Similarly, NCEP ATP III provides algorithms for cholesterol
management and is updated as new evidence becomes available
(9). According to NCEP/ATP
III, LDL cholesterol is the primary target of lipid-lowering
therapy, and intensity of therapy should be matched to the
absolute risk of the patient. Glycemic control received a
Class I recommendation from the Expert Panel. Treatment of
hyperglycemia has been shown to reduce or delay complications
of diabetes such as retinopathy, nephropathy, and neuropathy,
which underscores the importance of glycemic control in diabetic
patients (16). Moreover, both
lifestyle intervention and (to a lesser degree) metformin
therapy have been shown to reduce the incidence of diabetes
(17).
Although
there was good consensus on the use of aspirin (75 to 162
mg) in high-risk women, recommendations for aspirin therapy
in intermediate- and lower-risk women were more challenging.
The difficulty in developing these recommendations was due
to the lack of data from primary prevention trials that included
women and the possibility that data on men may not necessarily
be extrapolated to women. Uncontrolled hypertension is not
uncommon in women, and aspirin therapy may increase the risk
of hemorrhagic stroke in this setting. Moreover, the risk
of gastrointestinal bleeding and other side effects may outweigh
the potential benefits of aspirin in women at lower risk for
CVD. The panel suggested a conservative approach, pending
the results of ongoing clinical trials. It was also noted
that nonsteroidal antiinflammatory medications should not
be substituted for aspirin for CVD prevention. For stroke
prevention among women with atrial fibrillation, a dose of
325 mg of aspirin is needed if there is a contraindication
to warfarin therapy or if the risk of a stroke is considered
low (<1% annual event rate per year). Tools to determine
stroke risk are available at http://www.nhlbi.nih.gov/about/framingham/stroke.htm
(Table 5).
The
Class III recommendations on hormone therapy and antioxidant
supplementation were based on recent clinical trials showing
no benefit for CVD prevention and possible adverse effects
of these interventions. The panel acknowledged that major
trials have been limited to specific types and dosages of
these agents, and those results may not generalize to compounds
not tested in clinical studies. In particular, ongoing trials
will give more information about unopposed estrogen therapy
and clinical outcomes. However, given the unproven benefit
and possible harm associated with postmenopausal hormone therapies,
it was suggested that a conservative approach be taken in
clinical practice unless further research is available to
support use for CVD prevention. The use of hormone therapy
for menopausal symptoms has been addressed by other professional
societies (18,19).
Although hormone therapy is not recommended for CVD prevention,
women and their healthcare providers should weigh the potential
risks of therapy against the potential benefits for menopausal
symptom control.
Limitations
The
process of developing clinical guidelines has several limitations,
even when a systematic approach is undertaken. Most importantly,
data used to establish recommendations might be generated
from populations that do not reflect the characteristics of
the patient being treated, and individual responses can vary
significantly. The clinical cardiovascular end points chosen
for inclusion in the systematic evaluation do not necessarily
reflect the net clinical impact and do not include many end
points that are clinically important but often not reported
(eg, symptoms, quality of life, functional status, hospitalizations,
resource utilization, etc). We simplified the recommendation
for each level of risk for purposes of clinical utility and
acknowledge that there might be variability in efficacy and
effectiveness of various interventions within the same risk
intervention category (eg, various doses or types of physical
activity or drugs within the same class may yield different
results). The Framingham risk score may not apply equally
to all populations, but it performs well within subgroups
(20,21).
We may have omitted or included some studies because of the
limitations of electronic searching and human error; however,
the likelihood that such an inadvertent omission or inclusion
would alter a recommendation is small. Our recommendations
are based on evidence available to the panel through November
2003, and as science evolves, recommendations may have to
be revised. Finally, we do not include a comprehensive plan
for implementation of the guidelines in this document. The
AHA is developing professional education programs and other
initiatives to facilitate the dissemination and implementation
of the guidelines.
Conclusions
and Future Directions
Overwhelming
evidence suggests that CVD can be prevented in both women
and men. Clinical recommendations are provided to assist healthcare
providers and the public in efforts to avoid an initial or
recurrent cardiovascular event. Strategies to implement these
guidelines and prioritize risk reducing therapies in clinical
practice are outlined in Tables 6
and 7. Our systematic search of the
literature shows that several prevention strategies are likely
to have substantially greater benefit than risk and that some
interventions are likely to be associated with greater risk
than benefit. It is important that the public be appropriately
informed about potentially lifesaving preventive therapies
and take action to lower their risk. On the basis of our review
of the scientific evidence, it appears the risk of no action
is far greater than that of applying knowledge to prevent
CVD. Approximately 75% of the original research articles that
met our inclusion criteria included female subjects, and very
few presented race/ethnicspecific analyses. Moreover, few
studies included elderly women, especially those over 80,
in whom CVD is common. The results of this project highlight
the need to include diverse populations in research studies
and to present subgroup analyses so that guidance can be tailored,
if appropriate, to subpopulations. These recommendations are
meant to assist clinicians on the basis of our current state
of evidence and supersede previous AHA prevention guidelines
with regard to women (1,10,11,22).
Because health care is a blend of science and art, we emphasize
that guidelines are not a substitute for good clinical judgment.
Acknowledgments
We are
grateful to the Foundation for the Advancement of Cardiac
Therapies (FACT) Foundation, Palm Beach, Fla, for providing
financial
support for the literature searches and to the Duke Center
for Clinical
Health Policy Research, Durham, NC, for conducting and summarizing
the systematic searches. Persons from Duke who contributed
to this
project include Rowena J. Dolor, MD, MHS; L. Kristin Newby,
MD,
MHS; Lori A. Bastian, MD, MPH; Mike Blazing, MD; Ann J. Brown,
MD, FACE; Tracy W. Gaudet, MD; Richard S. Liebowitz, MD;
Kenneth W. Mahaffey, MD; Alison A. Lee, MA, MPH; Rebecca Gray,
DPhil; Ayn C. Huntington, BA; Allison Meyer; Mimi Sengupta
Biswas,
MD, MHSc; Daniel R. Bensimhon, MD; Adi Cohen, MD; Suneet Kaur,
MD; Abhi Goyal, MD; Svati H. Shah, MD; John L. Petersen, MD;
Jonathan E.E. Yager, MD; Jean-Pierre Dery, MD, FRCP(C); and
Camille G. Frazier, MD. The assistance of Lisa Rehm in coordinating
this manuscript is greatly appreciated.
The
American Heart Association makes every effort to avoid any
actual or potential conflicts of interest that may arise as
a result of an outside relationship or a personal, professional,
or business interest of a member of the writing panel. Specifically,
all members of the writing group are required to complete
and submit a Disclosure Questionnaire showing all such relationships
that might be perceived as real or potential conflicts of
interest. This statement was approved by the American Heart
Association Science Advisory and Coordinating Committee and
by the American College of Cardiology Foundation in December
2003. This document is available on the World Wide Web sites
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2004 by the American College of Cardiology |