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GRUNDY ET AL., Assessment of Cardiovascular Risk
J Am Coll Cardiol 1999;34:1348--59

AHA/ACC Scientific Statement: Assessment of Cardiovascular Risk by Use of Multiple-Risk-Factor Assessment Equations

A Statement for Healthcare Professionals From the American Heart Association and the American College of Cardiology

XIV. Use of Conditional and Predisposing Risk Factors in Risk Assessment

In addition to the major risk factors (Table 1), a series of other risk correlates have been identified (Table 2). Their presence may denote greater risk than revealed from summation of the major risk factors. Their quantitative contribution and independence of contribution to risk, however, are not well defined. Usually, therefore, they are not included in global risk assessment. This does not mean that they do not make an independent contribution to risk when they are present. A sizable body of research supports an independent contribution of each. Their relation to CHD is more complex than is that of the major risk factors. In some cases, they are statistically correlated with the major risk factors; hence, their own independent contribution to CHD may be obscured by the major risk factors. In other cases, their frequency in the population may be too low for them to add significant independent risk for the entire population; in spite of this, they could be important causes of CHD in individual patients. Several of the other risk factors represent direct targets of therapy, either because they are causes of the major risk factors or because circumstantial evidence of a role in atherogenesis is relatively strong. Thus, even though these other risk factors are not recommended for inclusion in absolute risk assessment, their exclusion from this function should not be taken to imply that they are clinically unimportant. Their role in evaluation and management of patients at risk deserves some consideration.

Obesity
The AHA defines obesity as a major risk factor for CVD.42 Risk is accentuated when obesity has a predominant abdominal component.5 Obesity typically raises blood pressure and cholesterol levels42–44 and lowers HDL-C levels.43,44 It predisposes to type 2 diabetes.5 It also adversely affects other risk factors: triglycerides;43,44 small, dense LDL particles;45 insulin resistance;46,47 and prothrombotic factors.48,49 Although not shown by the Framingham data,2 other long-term longitudinal studies suggest that obesity predicts CHD independently of known risk factors. The association between excess body weight and CHD seems particularly strong in white Americans. For example, in one long-term prospective study,50 men aged 40 to 65 years with body mass index (BMI) 25 to 29 kg/m2 were 72% more likely to develop fatal or nonfatal CHD than were men who were not overweight. In another study,51 women whose BMI was 23 to 25 kg/m2 carried a 50% increase in risk for CHD compared with women with lower BMIs. The overall relation between body weight and CHD morbidity and mortality is less well defined for Hispanics,52 Pima Indians,53 and black American;54 even so, obesity is a risk factor for type 2 diabetes, which itself is a risk factor for CHD. Much remains to be learned about the biological mechanisms underlying the association between obesity and CHD, but without question, a strong association exists. Consequently, obesity is a strong risk factor for CHD3 and is a direct target for intervention.5 Prevention of obesity and weight reduction in overweight persons are integral parts of the strategy for long-term risk reduction. The recent report of the NHLBI Obesity Education Initiative5 provides a comprehensive guideline for the management of overweight and obese patients in clinical practice.

Physical Inactivity
The AHA also classifies physical inactivity as a major risk factor.4 Many investigations,55 including the Framingham Heart Study,56–59 demonstrate that physical inactivity confers an increased risk for CHD. The extent to which physical inactivity raises coronary risk independently of the major risk factors is uncertain.60 Certainly, physical inactivity has an adverse effect on several known risk factors.60 Even though physical inactivity is an independent risk factor, physical activity levels are difficult to reliably measure in individual patients. For these reasons, physical inactivity is not included in quantitative risk assessment. In spite of these limitations in assessment, previous studies61,62 document that regular physical activity reduces risk for CHD. Physical inactivity constitutes an independent target for intervention. Physicians should encourage all of their patients to engage in an appropriate exercise regimen, and high-risk patients should be referred for professional guidance in exercise training. The AHA recently published practical recommendations for exercise regimens designed to reduce risk for CVD.63

Family History of Premature CHD
There is little doubt that a positive family history of premature CHD imparts incremental risk at any level of risk factors. This association has been shown by the Framingham Heart Study.64 Nonetheless, the degree of independence from other risk factors and the absolute magnitude of incremental risk remain uncertain. For this reason, Framingham investigators did not include family history among the major independent risk factors. The NCEP6 counts a positive family history of CHD as an independent risk factor that modifies the intensity of LDL-lowering therapy. Regardless of whether family history is used to modify risk management in individual patients, the taking of a family history is undoubtedly important. A positive family history for premature CHD calls forth the need to test a patient's relatives for both premature CVD and the presence of risk factors.

Psychosocial Factors
There has long been an interest in the contribution of personality and socioeconomic factors to CHD risk. Recently, specific factors including hostility, depression, and social isolation have been shown to have predictive value.65–67 These factors, however, are not included in the Framingham data and cannot be incorporated into the model currently. Nonetheless, they might be taken into account in individual patients when an overall strategy for risk reduction is being developed.

Ethnic Characteristics
The Framingham population represents the world's most intensively studied population for cardiovascular risk factors. This study is of great value in developing population-based risk estimates in this population. Because Framingham residents are largely whites of European origin, it is uncertain whether baseline absolute risk is similar to that in other populations. Available evidence suggests that absolute risk varies among different populations independently of the major risk factors. For example, absolute risk among South Asians (Indians and Pakistanis) living in Western society appears to be about twice that of whites, even when the 2 populations are matched for major risk factors.68–70 This higher baseline risk should be considered when South Asians living in the United States are evaluated. Available comparisons of non-Hispanic white, non-Hispanic black, and Hispanic Americans71,72 point to a comparable absolute risk status, but large systematic comparisons are in the early stages. It is also possible that some populations have a lower baseline risk than the whites studied in Framingham. For example, results of the Honolulu Heart Study27 suggest that Hawaiians of East Asian ancestry have only about two thirds the absolute risk of Framingham subjects. In the Seven Countries Study,73 the population of Japan exhibited a much lower risk for CHD for a given set of risk factors than other populations. Differences in absolute risk among different demographic groups suggest the need for adjustments in estimates of absolute risk from Framingham scores depending on racial and ethnic origins. Although absolute risk scores may not be transportable to all populations, relative risk estimates probably are reliable across groups. To date, comparison studies are insufficient to provide quantitative estimates of the adjustments needed for Framingham scores when they are applied to individuals from different demographic backgrounds. In spite of the limitations of the Framingham data, absolute risk estimates as applied to some populations seem applicable to the large populations of non-Hispanic white, Hispanic, and black Americans in the United States. For other groups, relative risk estimates still seem applicable.

Hypertriglyceridemia
Framingham scoring does not ascribe independence to triglyceride levels in risk assessment. Framingham investigators74 nonetheless have reported that elevated serum triglycerides are an independent risk factor, as have other reports.75–77 Hypertriglyceridemia is correlated with other risk factors; 78 however, its degree of independent predictive power is difficult to assess. Several clinical trials79–81 found that drugs that primarily affect triglyceride-rich lipoproteins reduce CHD risk when used with patients with hypertriglyceridemia. Elevated triglycerides consequently may become a target of therapy independent of LDL lowering. The reduction of serum triglyceride levels will also decrease the concentrations of small LDL particles, another putative risk factor.82,83 Of course, weight reduction in overweight patients and adoption of regular exercise by sedentary persons will lower triglyceride levels, which is one way in which these changes in lifestyle reduce CHD risk.

Insulin resistance is another risk correlate for CHD.84,85 The mechanisms of association between insulin resistance are complex and likely multifactorial. Regardless, a large portion of all patients who are candidates for global risk assessment have insulin resistance and its accompanying metabolic risk factors (the metabolic syndrome). The components of this syndrome include the atherogenic lipoprotein phenotype (elevated triglycerides, small LDL particles, and low HDL-C levels),78, 86 elevated blood pressure, a prothrombotic state, and often, impaired fasting glucose.87 The metabolic syndrome is a clinical diagnosis, but the risk accompanying it can be assessed in large part by Framingham scoring. This scoring does not count impaired fasting glucose as an independent risk factor, although Framingham publications88–90 would support doing so. Insulin resistance can be assumed to be present in a patient with obesity (BMI >30 kg/m2) 46,47 or overweight (BMI 25 to 29.9 kg/m2) plus abdominal obesity,46,47 especially when accompanied by elevated plasma triglycerides,78, 91 low HDL-C,92 or impaired fasting glucose,93 Insulin resistance is acquired largely through obesity and physical inactivity, although a genetic component undoubtedly exists. The only therapies presently available for insulin resistance for patients without diabetes are weight reduction94 and increased physical activity.95

Homocysteine
A high serum concentration of homocysteine is associated with increased risk for CHD.96–98 The AHA recently published an advisory on homocysteine that provides an in-depth review of the relation between homocysteine and CVD.99 Several mechanisms whereby elevated homocysteine predisposes to CVD have been postulated. However, it remains to be proved in controlled clinical trials that a reduction in serum homocysteine levels will reduce risk for CHD. In some patients, nonetheless, high levels of homocysteine can be lowered by recommended daily intake of folic acid.99–101 If homocysteine levels are elevated, patients should be encouraged to consume the recommended daily intake of folic acid, as well as vitamins B6 and B12. Routine measurement of homocysteine levels was not recommended for purposes of risk assessment, but measurement is optimal in high-risk patients.99

Other Risk Correlates
Other potential risk factors include elevated concentrations of lipoprotein(a), fibrinogen, and C-reactive protein. Routine measures of these risk factors currently are not recommended. An elevated serum lipoprotein(a) correlates with a higher incidence of CHD in some studies102,103 but not in others. 104,105 Furthermore, specific therapeutics to reduce lipoprotein(a) levels are not available; some investigators have suggested that an elevated lipoprotein(a) level justifies a more aggressive lowering of LDL-C. An elevated fibrinogen level also is correlated with a higher CHD incidence.106,107 Again, no specific therapies are available, except that in smokers, smoking cessation may reduce fibrinogen concentrations.108 Finally, C-reactive protein is promising as a risk predictor.109,110 The preferred method for measurement appears to be a high-sensitivity test.111 C-reactive protein appears to be related to systemic inflammation; however, its causative role in atherogenesis is uncertain.


Copyright © 2000 by The American Heart Association, Inc. and
The American College of Cardiology

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