GRUNDY
ET AL., Assessment of Cardiovascular Risk
J Am Coll Cardiol 1999;34:1348--59
AHA/ACC
Scientific Statement: Assessment of Cardiovascular Risk
by Use of Multiple-Risk-Factor Assessment Equations
A
Statement for Healthcare Professionals From the American
Heart Association and the American College of Cardiology
XIV.
Use of Conditional and Predisposing Risk Factors in
Risk Assessment
In
addition to the major risk factors (Table
1), a series of other risk correlates have been identified
(Table 2). Their presence may
denote greater risk than revealed from summation of the
major risk factors. Their quantitative contribution and
independence of contribution to risk, however, are not
well defined. Usually, therefore, they are not included
in global risk assessment. This does not mean that they
do not make an independent contribution to risk when they
are present. A sizable body of research supports an independent
contribution of each. Their relation to CHD is more complex
than is that of the major risk factors. In some cases,
they are statistically correlated with the major risk
factors; hence, their own independent contribution to
CHD may be obscured by the major risk factors. In other
cases, their frequency in the population may be too low
for them to add significant independent risk for the entire
population; in spite of this, they could be important
causes of CHD in individual patients. Several of the other
risk factors represent direct targets of therapy, either
because they are causes of the major risk factors or because
circumstantial evidence of a role in atherogenesis is
relatively strong. Thus, even though these other risk
factors are not recommended for inclusion in absolute
risk assessment, their exclusion from this function should
not be taken to imply that they are clinically unimportant.
Their role in evaluation and management of patients at
risk deserves some consideration.
Obesity
The AHA defines obesity as a major risk factor for CVD.42
Risk is accentuated when obesity has a predominant abdominal
component.5
Obesity typically raises blood pressure and cholesterol
levels4244
and lowers HDL-C levels.43,44
It predisposes to type 2 diabetes.5
It also adversely affects other risk factors: triglycerides;43,44
small, dense LDL particles;45
insulin resistance;46,47
and prothrombotic factors.48,49
Although not shown by the Framingham data,2
other long-term longitudinal studies suggest that obesity
predicts CHD independently of known risk factors. The
association between excess body weight and CHD seems
particularly strong in white Americans. For example,
in one long-term prospective study,50
men aged 40 to 65 years with body mass index (BMI) 25
to 29 kg/m2 were 72% more likely to develop
fatal or nonfatal CHD than were men who were not overweight.
In another study,51
women whose BMI was 23 to 25 kg/m2 carried
a 50% increase in risk for CHD compared with women with
lower BMIs. The overall relation between body weight
and CHD morbidity and mortality is less well defined
for Hispanics,52
Pima Indians,53
and black American;54
even so, obesity is a risk factor for type 2 diabetes,
which itself is a risk factor for CHD. Much remains
to be learned about the biological mechanisms underlying
the association between obesity and CHD, but without
question, a strong association exists. Consequently,
obesity is a strong risk factor for CHD3
and is a direct target for intervention.5
Prevention of obesity and weight reduction in overweight
persons are integral parts of the strategy for long-term
risk reduction. The recent report of the NHLBI Obesity
Education Initiative5
provides a comprehensive guideline for the management
of overweight and obese patients in clinical practice.
Physical
Inactivity
The AHA also classifies physical inactivity as a major
risk factor.4
Many investigations,55
including the Framingham Heart Study,5659
demonstrate that physical inactivity confers an increased
risk for CHD. The extent to which physical inactivity
raises coronary risk independently of the major risk
factors is uncertain.60
Certainly, physical inactivity has an adverse effect
on several known risk factors.60
Even though physical inactivity is an independent risk
factor, physical activity levels are difficult to reliably
measure in individual patients. For these reasons, physical
inactivity is not included in quantitative risk assessment.
In spite of these limitations in assessment, previous
studies61,62
document that regular physical activity reduces risk
for CHD. Physical inactivity constitutes an independent
target for intervention. Physicians should encourage
all of their patients to engage in an appropriate exercise
regimen, and high-risk patients should be referred for
professional guidance in exercise training. The AHA
recently published practical recommendations for exercise
regimens designed to reduce risk for CVD.63
Family
History of Premature CHD
There is little doubt that a positive family history
of premature CHD imparts incremental risk at any level
of risk factors. This association has been shown by
the Framingham Heart Study.64
Nonetheless, the degree of independence from other risk
factors and the absolute magnitude of incremental risk
remain uncertain. For this reason, Framingham investigators
did not include family history among the major independent
risk factors. The NCEP6
counts a positive family history of CHD as an independent
risk factor that modifies the intensity of LDL-lowering
therapy. Regardless of whether family history is used
to modify risk management in individual patients, the
taking of a family history is undoubtedly important.
A positive family history for premature CHD calls forth
the need to test a patient's relatives for both premature
CVD and the presence of risk factors.
Psychosocial
Factors
There has long been an interest in the contribution
of personality and socioeconomic factors to CHD risk.
Recently, specific factors including hostility, depression,
and social isolation have been shown to have predictive
value.6567
These factors, however, are not included in the Framingham
data and cannot be incorporated into the model currently.
Nonetheless, they might be taken into account in individual
patients when an overall strategy for risk reduction
is being developed.
Ethnic
Characteristics
The Framingham population represents the world's most
intensively studied population for cardiovascular risk
factors. This study is of great value in developing
population-based risk estimates in this population.
Because Framingham residents are largely whites of European
origin, it is uncertain whether baseline absolute risk
is similar to that in other populations. Available evidence
suggests that absolute risk varies among different populations
independently of the major risk factors. For example,
absolute risk among South Asians (Indians and Pakistanis)
living in Western society appears to be about twice
that of whites, even when the 2 populations are matched
for major risk factors.6870
This higher baseline risk should be considered when
South Asians living in the United States are evaluated.
Available comparisons of non-Hispanic white, non-Hispanic
black, and Hispanic Americans71,72
point to a comparable absolute risk status, but large
systematic comparisons are in the early stages. It is
also possible that some populations have a lower baseline
risk than the whites studied in Framingham. For example,
results of the Honolulu Heart Study27
suggest that Hawaiians of East Asian ancestry have only
about two thirds the absolute risk of Framingham subjects.
In the Seven Countries Study,73
the population of Japan exhibited a much lower risk
for CHD for a given set of risk factors than other populations.
Differences in absolute risk among different demographic
groups suggest the need for adjustments in estimates
of absolute risk from Framingham scores depending on
racial and ethnic origins. Although absolute risk scores
may not be transportable to all populations, relative
risk estimates probably are reliable across groups.
To date, comparison studies are insufficient to provide
quantitative estimates of the adjustments needed for
Framingham scores when they are applied to individuals
from different demographic backgrounds. In spite of
the limitations of the Framingham data, absolute risk
estimates as applied to some populations seem applicable
to the large populations of non-Hispanic white, Hispanic,
and black Americans in the United States. For other
groups, relative risk estimates still seem applicable.
Hypertriglyceridemia
Framingham scoring does not ascribe independence to
triglyceride levels in risk assessment. Framingham investigators74
nonetheless have reported that elevated serum triglycerides
are an independent risk factor, as have other reports.7577
Hypertriglyceridemia is correlated with other risk factors;
78
however, its degree of independent predictive power
is difficult to assess. Several clinical trials7981
found that drugs that primarily affect triglyceride-rich
lipoproteins reduce CHD risk when used with patients
with hypertriglyceridemia. Elevated triglycerides consequently
may become a target of therapy independent of LDL lowering.
The reduction of serum triglyceride levels will also
decrease the concentrations of small LDL particles,
another putative risk factor.82,83
Of course, weight reduction in overweight patients and
adoption of regular exercise by sedentary persons will
lower triglyceride levels, which is one way in which
these changes in lifestyle reduce CHD risk.
Insulin
resistance is another risk correlate for CHD.84,85
The mechanisms of association between insulin resistance
are complex and likely multifactorial. Regardless, a
large portion of all patients who are candidates for
global risk assessment have insulin resistance and its
accompanying metabolic risk factors (the metabolic syndrome).
The components of this syndrome include the atherogenic
lipoprotein phenotype (elevated triglycerides, small
LDL particles, and low HDL-C levels),78,
86
elevated blood pressure, a prothrombotic state, and
often, impaired fasting glucose.87
The metabolic syndrome is a clinical diagnosis, but
the risk accompanying it can be assessed in large part
by Framingham scoring. This scoring does not count impaired
fasting glucose as an independent risk factor, although
Framingham publications8890
would support doing so. Insulin resistance can be assumed
to be present in a patient with obesity (BMI >30
kg/m2) 46,47
or overweight (BMI 25 to 29.9 kg/m2) plus
abdominal obesity,46,47
especially when accompanied by elevated plasma triglycerides,78,
91
low HDL-C,92
or impaired fasting glucose,93
Insulin resistance is acquired largely through obesity
and physical inactivity, although a genetic component
undoubtedly exists. The only therapies presently available
for insulin resistance for patients without diabetes
are weight reduction94
and increased physical activity.95
Homocysteine
A high serum concentration of homocysteine is associated
with increased risk for CHD.9698
The AHA recently published an advisory on homocysteine
that provides an in-depth review of the relation between
homocysteine and CVD.99
Several mechanisms whereby elevated homocysteine predisposes
to CVD have been postulated. However, it remains to
be proved in controlled clinical trials that a reduction
in serum homocysteine levels will reduce risk for CHD.
In some patients, nonetheless, high levels of homocysteine
can be lowered by recommended daily intake of folic
acid.99101
If homocysteine levels are elevated, patients should
be encouraged to consume the recommended daily intake
of folic acid, as well as vitamins B6 and
B12. Routine measurement of homocysteine
levels was not recommended for purposes of risk assessment,
but measurement is optimal in high-risk patients.99
Other
Risk Correlates
Other potential risk factors include elevated concentrations
of lipoprotein(a), fibrinogen, and C-reactive protein.
Routine measures of these risk factors currently are
not recommended. An elevated serum lipoprotein(a) correlates
with a higher incidence of CHD in some studies102,103
but not in others. 104,105
Furthermore, specific therapeutics to reduce lipoprotein(a)
levels are not available; some investigators have suggested
that an elevated lipoprotein(a) level justifies a more
aggressive lowering of LDL-C. An elevated fibrinogen
level also is correlated with a higher CHD incidence.106,107
Again, no specific therapies are available, except that
in smokers, smoking cessation may reduce fibrinogen
concentrations.108
Finally, C-reactive protein is promising as a risk predictor.109,110
The preferred method for measurement appears to be a
high-sensitivity test.111
C-reactive protein appears to be related to systemic
inflammation; however, its causative role in atherogenesis
is uncertain.
Copyright
© 2000 by The American Heart Association, Inc.
and
The American College of Cardiology
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