Table of Contents Print a PDF References Figures & Tables
< Previous Next >

HIRSH et al., AHA/ACC Expert Consensus Document on Warfarin Therapy
JACC 2003;41:1633-52

American Heart Association/American College of Cardiology Foundation Guide to Warfarin Therapy  

Clinical Applications of Oral Anticoagulant Therapy

The clinical effectiveness of oral anticoagulants has been established by well-designed clinical trials in a variety of disease conditions. Oral anticoagulants are effective for primary and secondary prevention of venous thromboembolism, for prevention of systemic embolism in patients with prosthetic heart valves or atrial fibrillation, for prevention of acute myocardial infarction (AMI) in patients with peripheral arterial disease and in men otherwise at high risk, and for prevention of stroke, recurrent infarction, or death in patients with AMI (64). Although effectiveness has not been proved by a randomized trial, oral anticoagulants also are indicated for prevention of systemic embolism in high-risk patients with mitral stenosis and in patients with presumed systemic embolism, either cryptogenic or in association with a patent foramen ovale. For most of these indications, a moderate anticoagulant intensity (INR 2.0 to 3.0) is appropriate.

Although anticoagulants are sometimes used for secondary prevention of cerebral ischemia of presumed arterial origin when antiplatelet agents have failed, the Stroke Prevention in Reversible Ischemia Trial (SPIRIT) study found high-intensity oral anticoagulation (INR 3.0 to 4.5) dangerous in such cases (121). The trial was stopped at the first interim analysis of 1316 patients with a mean follow-up of 14 months because there were 53 major bleeding complications during anticoagulant therapy (27 intracranial, 17 fatal) versus 6 on aspirin (3 intracranial, 1 fatal). The authors concluded that oral anticoagulants are not safe when adjusted to a targeted INR range of 3.0 to 4.5 in patients who have experienced cerebral ischemia of presumed arterial origin. In a second study (the Warfarin Aspirin Recurrent Stroke Study [WARSS]) (187a), 2206 patients with noncardioembolic ischemic stroke were randomly assigned to receive either low-intensity warfarin (INR 1.4 to 2.8) or aspirin (325 mg/d). The primary end point of death or recurrent ischemic stroke occurred 17.8 patients assigned to warfarin and 16.0 assigned to aspirin (P-0.25). The rates of major bleeding were 2.2% and 1.5% in the warfarin and aspirin groups, respectively (not significant). Thus, low-intensity warfarin and aspirin exhibit similar efficacy and safety in patients with noncardioembolic ischemic stroke.

Prevention of Venous Thromboembolism
Oral anticoagulants when given at a dose sufficient to maintain an INR between 2.0 and 3.0 are effective for prevention of venous thrombosis after hip surgery (188 –190) and major gynecologic surgery (191,192). The risk of clinically important bleeding at this intensity is modest. A very low fixed dose of warfarin (1 mg daily) prevented subclavian vein thrombosis in patients with malignancy who had indwelling catheters (193). In contrast, 4 randomized trials found this dose of warfarin ineffective for preventing postoperative venous thrombosis in patients undergoing major orthopedic surgery (194 –197). Levine and associates (198) reported that warfarin, 1 mg daily for 6 weeks followed by adjustment to a targeted INR of 1.5, prevented thrombosis in patients with stage 4 breast cancer receiving chemotherapy. In general, when warfarin is used to prevent venous thromboembolism, the targeted INR should be 2.0 to 3.0.

Treatment of Deep Venous Thrombosis or Pulmonary Embolism
The optimum duration of oral anticoagulant therapy is influenced by the competing risks of bleeding and recurrent venous thromboembolism. The risk of major bleeding during oral anticoagulant therapy is 3% per year with an annual case fatality rate of 0.6%. On the other hand, the case fatality rate from recurrent venous thromboembolism is 5% to 7%, with the rate being higher in patients with pulmonary embolism. Therefore, at an annual recurrence rate of 12%, the risk of death from recurrent thromboembolism is balanced by the risk of death from anticoagulant-related bleeding. The risk of recurrent thromboembolism when anticoagulant therapy is discontinued depends on whether thrombosis is unprovoked (idiopathic) or is secondary to a reversible cause; a longer course of therapy is warranted when thrombosis is idiopathic or associated with a continuing risk factor (199). The reported risk of recurrence in patients with idiopathic proximal vein thrombosis has been reported to be between 10% and 27% when anticoagulants are discontinued after 3 months. Extending therapy beyond 6 months seems to reduce the risk of recurrence to 7% during the year after treatment is discontinued (200).

Patients should be treated with anticoagulants for a minimum of 3 months. Moderate-intensity anticoagulation (INR 2.0 to 3.0) is as effective as a more intense regimen (INR 3.0 to 4.5) but is associated with less bleeding (166). Treatment should be longer in patients with proximal vein thrombosis than in those with distal thrombosis and in patients with recurrent thrombosis versus those with an isolated episode. Laboratory evidence of thrombophilia also may warrant a longer duration of anticoagulant therapy, according to the nature of the defect. Oral anticoagulant therapy is indicated for >3 months in patients with proximal deep vein thrombosis (201,202), for >6 months in those with proximal vein thrombosis in whom a reversible cause cannot be identified and eliminated or in patients with recurrent venous thrombosis, and for 6 to 12 weeks in patients with symptomatic calf vein thrombosis (203–205). Indefinite anticoagulant therapy should be considered in patients with >1 episode of idiopathic proximal vein thrombosis, thrombosis complicating malignancy, or idiopathic venous thrombosis and homozygous factor V Leiden genotype, the antiphospholipid antibody syndrome, or deficiencies of antithrombin III, protein C, or protein S (206 –208). Prospective cohort studies indicate that heterozygous factor V Leiden or the G20210A prothrombin gene mutation in patients with idiopathic venous thrombosis does not increase the risk of recurrence (207,209).

These recommendations are based on results of randomized trials (207) that demonstrated that oral anticoagulants effectively prevent recurrent venous thrombosis (risk reduction >90%), that treatment for 6 months is more effective than treatment for 6 weeks (206), and that treatment for 2 years is more effective than treatment for 3 months (208).

Primary Prevention of Ischemic Coronary Events
The Thrombosis Prevention Trial (64) evaluated warfarin (target INR 1.3 to 1.8), aspirin (75 mg/d), both, or neither in 5499 men aged 45 to 69 years at risk of a first myocardial infarction (MI). The primary outcome was acute myocardial ischemia, defined as coronary death or nonfatal MI. Although the anticoagulant intensity was low, the mean warfarin dose was 4.1 mg/d. The annual incidence of coronary events was 1.4% per year in the placebo group, whereas the combination of warfarin and aspirin reduced the relative risk by 34% (P-0.006). Given separately, neither warfarin nor aspirin produced a significant reduction in acute ischemic events, and the efficacy of the 2 drugs was similar (relative risk reductions 22% and 23% with warfarin and aspirin, respectively). The combined treatment, though most effective, was associated with a small but significant increase in hemorrhagic stroke. These results suggest that, in the primary prevention setting, low-intensity warfarin anticoagulation targeting an INR of 1.3 to 1.8 is effective for prevention of acute ischemic events (particularly fatal events) and that the combination of low-intensity warfarin plus aspirin is more effective than either agent alone, at the price of a small increase in bleeding.

Despite its effectiveness, low-intensity warfarin is not preferred over aspirin for primary prophylaxis in high-risk patients because warfarin requires INR monitoring and is associated with greater potential for bleeding.

The effectiveness of the combination of low-intensity warfarin plus aspirin in the Thrombosis Prevention Trial (64) contrasts with the results of the Coumadin Aspirin Reinfarction Study (CARS) (210), Stroke Prevention in Atrial Fibrillation (SPAF) III trial (124), and Post Coronary Artery Bypass Graft (Post-CABG) (211) study, in which this type of combination therapy was ineffective. In the Thrombosis Prevention Trial, the dose of warfarin was adjusted between 0.5 and 12.5 mg/d (INR of 1.3 to 1.8), whereas in the CARS and SPAF III studies, warfarin was given in fixed doses. The reason for the contrasting effectiveness of low-intensity warfarin in these primary and secondary prevention situations is not clear.

Acute Myocardial Infarction
Initial evidence supporting use of oral anticoagulants in patients with AMI dates to the 1960s and 1970s, when warfarin given in moderate intensity (estimated INR of 1.5 to 2.5) was found effective for prevention of stroke and pulmonary embolism (212–216). Of 3 randomized trials in which the effectiveness of oral anticoagulants was evaluated in patients with AMI (213–215), 2 (213,215) showed a significant reduction in stroke but no significant impact on mortality, whereas there was a reduction in mortality in the third (214). In all 3 studies, the incidence of clinically diagnosed pulmonary embolism was reduced. Effectiveness of oral anticoagulants in the long-term management of patients with AMI was supported by the results of a meta-analysis of data pooled from 7 randomized trials published between 1964 and 1980, which showed that oral anticoagulants reduced the combined end points of mortality and nonfatal reinfarction by 20% during treatment periods of between 1 and 6 years (215–217).

Subsequently, a higher INR was evaluated in several European studies. The Sixty-Plus Re-infarction Study included patients >60 years of age who had been treated with oral anticoagulants for >6 months; lower rates of reinfarction and stroke were observed in patients randomized to continue anticoagulant therapy than in those from whom anticoagulation was withdrawn (218). As a treatment-interruption trial in a select age group, the findings were of limited generalizability. In another study with no age restriction (the WArfarin Re-Infarction Study [WARIS]), Smith and associates (219) reported a 50% reduction in the combined outcomes of recurrent infarction, stroke, and mortality. Similarly, the Anticoagulants in the Secondary Prevention of Events in Coronary Thrombosis (ASPECT) trial (119), which also had no age restriction, reported a 50% reduction in reinfarction and a 40% reduction in stroke among survivors of MI. Each of these studies (119,218,219) used high-intensity warfarin regimens (INR 2.7 to 4.5 in the Sixty-Plus Study and 2.8 to 4.8 in the WARIS and ASPECT studies); each found the incidence of bleeding was increased with anticoagulants.

More recently, several studies have evaluated different intensities of anticoagulation, either alone or in combination with aspirin (Tables 4 and 5). The ASPECT II study compared warfarin alone (goal INR 3.0 to 4.0) with aspirin (80 mg daily) and with the combination of aspirin (80 mg daily) plus warfarin (INR 2.0 to 2.5) in 993 patients after an acute coronary syndrome. The sponsor halted the study because of slow recruitment when the composite end point of death, MI, and stroke occurred in 9.0% of patients on aspirin alone, 5.0% of those on warfarin alone, and 5.0% of those on the combined regimen. There was an excess of minor bleeding in those on the combination of warfarin (INR 2.0 to 2.5) and aspirin (220) In the Antithrombotics in the Prevention of Reocclusion In COronary Thrombolysis (APRICOT) II study (221) of 308 patients with TIMI grade 3 coronary flow after thrombolysis for ST segment– elevation MI, aspirin (160 mg initially followed by 80 mg daily) was compared with aspirin in the same dosage combined with warfarin (INR 2.0 to 3.0) to assess the 3-month rate of angiographic reocclusion. Reocclusion occurred in 30% of the group given aspirin alone compared with 18% in those given aspirin plus warfarin (relative risk 0.60; 95% CI 0.39 to 0.93). There was an increase in minor but not major bleeding in the combination group (221). The WARIS II trial (222) compared warfarin or aspirin or both in 3630 patients <75 years of age with AMI randomized at the time of hospital discharge and followed up for 2 years for the first occurrence of the composite of all-cause death, nonfatal reinfarction, or thromboembolic stroke. This composite end point occurred in 20% of the patients on aspirin alone (160 mg/d), 16.7% of those on warfarin alone (mean INR 2.8), and 15% of those on the combination of both drugs (mean INR 2.2; aspirin 75 mg/d). Odds ratios for the combined end point were 0.71 for the combination of warfarin plus aspirin versus aspirin alone (95% CI 0.58 to 0.86; P-0.0005), 0.81 for warfarin alone versus aspirin alone (95% CI 0.67 to 0.98; P-0.028), and 0.88 for the combination versus warfarin alone (95% CI 0.72 to 1.07; P-0.20). The superiority of the combination over aspirin was highly significant at P-0.0005, but there was no significant difference between the 2 warfarin groups. Major bleeding occurred at a rate of 0.15% per year in the aspirin-alone group, 0.58% per year in the warfarin-alone group, and 0.52% per year in the combination group (222).

Two studies, CARS (210) and the Combined Hemotherapy And Mortality Prevention Study (CHAMP) (223), compared aspirin alone with the combination of aspirin and low-intensity warfarin (lower limit of targeted INR <2.0). The CARS study in 8803 patients with AMI showed that low fixed-dose warfarin (1 or 3 mg/d) plus aspirin (80 mg) was no more effective than aspirin alone (160 mg) for the long-term treatment of survivors of MI (209). Thus, after a mean of 14 months of follow-up, the incidence of death, recurrent MI, or stroke was 8.6 in the aspirin group and 8.4 in the combination of aspirin and warfarin (3 mg/d) group. Despite the lack of increased efficacy, the combined aspirin and warfarin (3 mg/d) group showed an increase in major bleeding. The CHAMP study (223) was an open-label trial that evaluated the relative efficacy and safety of aspirin alone (162 mg/d) and the combination of warfarin (INR 1.5 to 2.5) and aspirin (81 mg/d) in 5059 patients with AMI. There was no difference in total mortality (17.3% versus 17.3%), in nonfatal MI (13.1% versus 13.3%), or in nonfatal stroke (4.7% versus 4.2%). Despite lack of increased efficacy, major bleeding was more common in the combined treatment group.

Indirect support for the efficacy of oral anticoagulants in patients with coronary artery disease also comes from a randomized trial of patients with peripheral arterial disease (224). A relatively high-intensity oral anticoagulant regimen (INR 2.6 to 4.5) produced a significant 51% reduction in mortality (from 6.8% to 3.3% per year) compared with an untreated control group (P<0.023).

A meta-analysis of 31 randomized trials of oral anticoagulant therapy published between 1960 and 1999 involving patients with coronary artery disease treated for >3 months, stratified by the intensities of anticoagulation and aspirin therapy, is shown in Table 6. High-intensity (INR 2.8 to 4.8) and moderate-intensity (INR 2 to 3) oral anticoagulation regimens reduced the rates of MI and stroke but increased the risk of bleeding 6.0-to 7.7-fold. When combined with aspirin, low-intensity anticoagulation (INR <2.0) was not superior to aspirin alone, whereas moderate-to high-intensity oral anticoagulation and aspirin versus aspirin alone seemed promising. There was a modest increase in the bleeding risk associated with the combination (225).

Because a rebound increase in ischemic events has been documented after discontinuation of heparin (226) and LMWH (227,228), the use of oral anticoagulants to prevent reinfarction has been evaluated in several studies. The ischemic event rate was reduced by 65% after 6 months in one study of 102 patients (P<0.05) (229). In the Antithrombotic Therapy in Acute Coronary Syndromes (ATACS) trial (230), the combined rate of death, MI, and recurrent ischemia decreased from 27.5% to 10.5% after 2 weeks with an INR of 2.0 to 2.5 in 214 patients (P-0.004), but most of the benefit accrued during the earlier phase of heparin therapy. The Organization to Assess Strategies for Ischemic Syndromes (OASIS) (231) pilot study of hirudin versus heparin found a dose-adjusted warfarin regimen (INR 2 to 2.5) superior to a fixed dose (3 mg daily) over 6 months in 506 patients, all of whom were given aspirin concurrently. The 58% difference in the rate of death, MI, or refractory angina was marginally significant, but fewer patients were hospitalized for unstable angina (P-0.03).

From the results of these clinical trials, conclusions can be drawn about long-term treatment of patients with acute myocardial ischemia: (1) High-intensity oral anticoagulation (INR 3.0 to 4.0) is more effective than aspirin but is associated with more bleeding; (2) the combination of aspirin and moderate-intensity warfarin (INR 2.0 to 3) is more effective than aspirin but is associated with a greater risk of bleeding; (3) the combination of aspirin and moderate-intensity warfarin (INR 2.0 to 3.0) is as effective as high-intensity warfarin and is associated with a similar risk of bleeding; (4) the contemporary trials have not addressed the effectiveness of moderate-intensity warfarin (INR 2.0 to 3.0), and in the absence of direct evidence, it cannot be assumed that moderate-intensity warfarin is any more effective than aspirin in preventing death or reinfarction; and (5) there is no evidence that the combination of aspirin and low-intensity warfarin (INR <2.0) is more effective than aspirin alone, despite the fact that the combination produces more bleeding.

Therefore, the choice for long-term management involves aspirin alone, aspirin plus moderate-intensity warfarin (INR 2.0 to 3.0), or high-intensity warfarin (INR 3.0 to 4.0). The latter 2 regimens are more effective than aspirin but are associated with more bleeding and are much less convenient to administer. Furthermore, in the absence of tight INR control, the high-intensity regimen has the potential to cause unacceptable bleeding. An alternative approach to long-term antithrombotic management of patients with acute myocardial ischemia is to use a combination of aspirin plus clopidogrel. Recommendations of the choice among these competing approaches is beyond the scope of this review on oral anticoagulants but should be addressed in future recommendations for the management of patients with acute myocardial ischemia.

Prosthetic Heart Valves
The most convincing evidence that oral anticoagulants are effective in patients with prosthetic heart valves comes from a study of patients randomized to receive warfarin in uncertain intensity versus either of 2 aspirin-containing platelet-in-hibitor drug regimens for 6 months (232). The incidence of thromboembolic complications in the group that continued warfarin was significantly lower than that of the groups that received antiplatelet drugs (relative risk reduction 60% to 79%). The incidence of bleeding was highest in the warfarin group. Three studies addressed the minimum effective intensity of anticoagulant therapy. One study of patients with bioprosthetic heart valves found a moderate dose regimen (INR 2.0 to 2.25) as effective as a more intense regimen (INR 2.5 to 4.0) but associated with less bleeding (167). A second study (168), involving patients with mechanical prosthetic heart valves, found no difference in effectiveness between a very high-intensity regimen (INR 7.4 to 10.8) and a lower-intensity regimen (INR 1.9 to 3.6), but the higher-intensity regimen produced more bleeding. Another study (169) of patients with mechanical prosthetic valves treated with aspirin and dipyridamole found no difference in efficacy between moderate-intensity (INR 2.0 to 3.0) and high-intensity (INR 3.0 to 4.5) warfarin regimens, but more bleeding occurred with the high-intensity regimen. A more recent randomized trial showed that addition of aspirin (100 mg/d) to warfarin (INR 3.0 to 4.5) improved efficacy compared with warfarin alone (63). This combination of low-dose aspirin and high-intensity warfarin was associated with a reduction in all-cause mortality, cardiovascular mortality, and stroke at the expense of increased minor bleeding; the difference in major bleeding, including cerebral hemorrhage, did not reach statistical significance. A retrospective study of 16 081 patients with mechanical heart valves in the Netherlands attending 4 regional anticoagulation clinics (target INR 3.6 to 4.8) found a sharp rise in the incidence of embolic events when the INR fell to <2.5, whereas bleeding increased when the INR rose to >5.0 (120).

Guidelines developed by the European Society of Cardiology (233) called for anticoagulant intensity in proportion to the thromboembolic risk associated with specific types of prosthetic heart valves. For first-generation valves, an INR of 3.0 to 4.5 was recommended. An INR of 3.0 to 3.5 was considered sensible for second-generation valves in the mitral position, whereas an INR of 2.5 to 3.0 was deemed sufficient for second-generation valves in the aortic position. The American College of Chest Physicians guidelines (234) of 2001 recommended an INR of 2.5 to 3.5 for most patients with mechanical prosthetic valves and of 2.0 to 3.0 for those with bioprosthetic valves and low-risk patients with bileaflet mechanical valves (such as the St Jude Medical device) in the aortic position. Similar guidelines have been promulgated conjointly by the American College of Cardiology and the American Heart Association (235). In contrast, a higher upper limit of the therapeutic range (INR 4.8 to 5.0) has been recommended by some European investigators (118,236).

Management of women with prosthetic heart valves during pregnancy and the potential shortcomings of heparin and LMWH in such patients have been discussed in the section on pregnancy.

Atrial Fibrillation
Five trials with relatively similar study designs have addressed anticoagulant therapy for primary prevention of ischemic stroke in patients with nonvalvular (nonrheumatic) atrial fibrillation. The SPAF study (237), the Boston Area Anticoagulation Trial for Atrial Fibrillation (BAATAF) (238), and the Stroke Prevention In Nonvalvular Atrial Fibrillation (SPINAF) trial were carried out in the United States (239); the Atrial Fibrillation, Aspirin, Anticoagulation study (AFASAK) was carried out in Denmark (240); and the Canadian Atrial Fibrillation Anticoagulation (CAFA) study (241) was stopped before completion because of convincing results in 3 of the other trials (242). In the AFASAK and SPAF trials, patients also were randomized to aspirin therapy (238,241). The results of all 5 studies were similar; pooled analysis on an intention-to-treat basis showed a 69% risk reduction and >80% risk reduction in patients who remained on treatment with warfarin (efficacy analysis) (243). There was little difference between rates of major or intracranial hemorrhage in the warfarin and control groups, but minor bleeding was 3% per year more frequent in the warfarin-assigned groups (244). Pooled results from 2 studies were consistent with a smaller benefit from aspirin. In the AFASAK study, 75 mg daily did not significantly reduce thromboembolism, whereas in the SPAF trial, 325 mg per day was associated with a 44% stroke risk reduction in younger patients.

A secondary prevention trial in Europe (the European Atrial Fibrillation Trial [EAFT]) (245) compared anticoagulant therapy, aspirin, and placebo in patients with atrial fibrillation who had sustained nondisabling stroke or transient ischemic attack within 3 months. Compared with placebo, there was a 68% reduction in stroke with warfarin and an insignificant 16% stroke risk reduction with aspirin. None of the patients in the anticoagulant group suffered intracranial hemorrhage.

The SPAF II (246) trial compared the efficacy and safety of warfarin with aspirin in patients with atrial fibrillation. Warfarin was more effective than aspirin for preventing ischemic stroke, but this difference was almost entirely offset by a higher rate of intracranial hemorrhage with warfarin, particularly among patients >75 years of age, in whom the rate of intracranial hemorrhage was 1.8% per year. The intensity of anticoagulation was greater in the SPAF trials than in several of the other primary prevention studies; in addition, the majority of intracranial hemorrhages during these trials occurred when the estimated INR was >3.0. In the SPAF III study (124), warfarin (INR 2.0 to 3.0) was much more effective than a fixed-dose combination of warfarin (1 to 3 mg/d; INR 1.2 to 1.5) plus aspirin (325 mg/d) in high-risk patients with atrial fibrillation, whereas aspirin alone was sufficient for patients at low intrinsic risk of thromboembolism. Whether treatment targeted to the lower end of the therapeutic INR range (near 2) provides much, if not all, the benefit achieved remains to be evaluated in a prospective trial (123). In a Dutch general practice population without established indications for warfarin, neither low-nor standard-intensity anticoagulation was better than aspirin in preventing ischemic events (247).

In summary, the evidence indicates that both warfarin and aspirin are effective for prevention of systemic embolism in patients with nonvalvular atrial fibrillation. Warfarin is more effective than aspirin but is associated with a higher rate of bleeding. As might be expected, randomized trials involving high-risk atrial fibrillation patients (stroke rates >6% per year) show larger absolute risk reductions by adjusted-dose warfarin relative to aspirin, whereas the absolute risk reductions are consistently smaller in trials of atrial fibrillation patients with lower stroke rates. Warfarin, adjusted to achieve an INR of 2 to 3, is therefore most advantageous (from the perspective of benefit versus risk) for patients at greatest intrinsic risk. Subgroup analysis of the atrial fibrillation studies identified the following high-risk features: prior stroke or thromboembolism, age >65 years, hypertension, diabetes mellitus, coronary arterial disease, and moderate to severe left ventricular dysfunction by echocardiography (Figure 2) (173).


© 2003 by the American Heart Association, Inc., and the American College of Cardiology Foundation

Back to Top | | Copyright © 2008 American College of Cardiology
Heart House | 2400 N Street, NW | Washington, DC 20037